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IPO Proceeds as Source of Funds

Written by Global Immigrate consultants · Reviewed by Oscar Yip, Founder & Managing Director

Summary

Shareholding, lock-up compliance and settlement into your account.

Short answer: IPO/secondary sale proceeds need proof you lawfully held the shares, sales complied with lock-ups and rules, and funds reached your account. Insider or illegal sale records are serious problems.

FAQ

Shares still locked?

Usually cannot fund investment before lawful sale.

Held via trust?

Disclose beneficiaries and distribution path.

Shares in spouse’s name?

May need gift or marital-property proof.

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